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Home > Insider Trading > Filing (0001209191-14-076849)

Filing Details

Accession Number:
0001209191-14-076849
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 21:55:46
Reporting Period:
2014-12-15
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 21:55:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487906 Cachet Financial Solutions Inc. CAFN Blank Checks (6770) 272205650
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901152 L James Davis 18671 Lake Drive East
Southwest Tech Center A
Minneapolis MN 55317		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-16 3,000 $1.10 3,425,420 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-12-15 30,000 $0.00 30,000 $4.00
Common Stock Stock Option (right to buy) Acquisiton 2014-12-15 30,000 $0.00 30,000 $1.50
Common Stock Stock Option (right to buy) Acquisiton 2014-12-15 40,000 $0.00 40,000 $1.50
Common Stock Warrants to Purchase Common Stock Acquisiton 2014-12-15 591,432 $0.00 591,432 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-01-01 No 4 D Direct
30,000 2016-01-01 No 4 A Direct
40,000 2024-12-15 No 4 A Direct
591,432 2014-12-15 2019-12-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,060 Indirect By spouse
Footnotes
  1. The two reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a replacement stock option. This stock option vested in three equal annual installments on January 1, 2012, 2013 and 2014.
  2. This stock option vests in two equal annual installments on December 15, 2014 and 2015.
  3. Pursuant to an amendment to the Conversion Agreement, dated June 18, 2014, between the Issuer and the reporting person, the reporting person was issued additional warrants in consideration of previously converted debt.