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Home > Insider Trading > Filing (0001498301-14-000077)

Filing Details

Accession Number:: 0001498301-14-000077
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-18 16:56:03
Reporting Period:: 2014-12-17

Filing Date:: 2014-12-18
Accepted Time:: 2014-12-18 16:56:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498301	Ascena Retail Group Inc.	ASNA	Retail-Apparel & Accessory Stores (5600)	300641353

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1442842	Ronald Robinson	C/O Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430	Pres, Global Sourcing	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2014-12-17	12,000	$0.00	33,603	No	4	M	Direct
Common	Disposition	2014-12-18	3,950	$11.99	29,653	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Common	Disposition	2014-12-17	12,000	$0.00	12,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
44,000			No	4	M	Direct

Footnotes

Restricted Stock Units issued under the 2010 Stock Incentive Plan.
Shares sold to pay taxes due upon vesting of restricted stock.
On 12/17/2010 80,000 restricted share units were granted. These units vest as follows: 12/17/2011, 8,000 shares; 12/17/2012, 8,000 shares; 12/17/2013, 8,000 shares; 12/17/2014, 12,000 shares; 12/17/2015 16,000 shares; and 12/17/2016, 28,000 shares.