Filing Details

Accession Number:
0000921895-14-002678
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 18:10:54
Reporting Period:
2014-12-15
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 18:10:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412067 Oncothyreon Inc. ONTY Services-Commercial Physical & Biological Research (8731) 260868560
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
918923 P L Fund Value Biotechnology One Sansome Street
30Th Floor
San Francisco CA 94104
No No No Yes
1055947 P/Il L Partners Bvf One Sansome Street
30Th Floor
San Francisco CA 94104
No No Yes No
1056807 Bvf Inc/Il One Sansome Street
30Th Floor
San Francisco CA 94104
No No Yes No
1102444 Biotechnology Value Fund Ii Lp One Sansome Street
30Th Floor
San Francisco CA 94104
No No No Yes
1233840 N Mark Lampert One Sansome Street
30Th Floor
San Francisco CA 94104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2014-12-15 145,515 $1.88 6,264,385 No 4 P Indirect By Biotechnology Value Fund, L.P.
Common Stock, $0.0001 Par Value Acquisiton 2014-12-15 79,434 $1.88 3,243,096 No 4 P Indirect By Biotechnology Value Fund II, L.P.
Common Stock, $0.0001 Par Value Acquisiton 2014-12-17 98,298 $1.73 6,362,683 No 4 P Indirect By Biotechnology Value Fund, L.P.
Common Stock, $0.0001 Par Value Acquisiton 2014-12-17 55,197 $1.73 3,298,293 No 4 P Indirect By Biotechnology Value Fund II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Biotechnology Value Fund, L.P.
No 4 P Indirect By Biotechnology Value Fund II, L.P.
No 4 P Indirect By Biotechnology Value Fund, L.P.
No 4 P Indirect By Biotechnology Value Fund II, L.P.
Footnotes
  1. This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert. (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock pursuant to Rule 16a-1(a)(1). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents securities owned directly by BVF. As the general partner of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.
  3. Represents securities owned directly by BVF2. As the general partner of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.
  4. Amount may represent aggregation of daily trade activity. Details regarding individual execution amounts and prices are available upon request.