Filing Details
- Accession Number:
- 0001140361-14-045672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:46:40
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:46:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1320947 | Diamond Foods Inc | DMND | Miscellaneous Food Preparations & Kindred Products (2090) | 941365192 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231089 | Robert Zollars | C/O Diamond Foods, Inc. 600 Montgomery Street, 13Th Floor San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 10,000 | $17.00 | 19,394 | No | 4 | M | Indirect | By ZoCo L.P. (Family Partnership) |
| Common Stock | Disposition | 2014-12-15 | 8,458 | $27.44 | 10,936 | No | 4 | S | Indirect | By ZoCo L.P. (Family Partnership) |
| Common Stock | Disposition | 2014-12-15 | 1,542 | $28.28 | 9,394 | No | 4 | S | Indirect | By ZoCo L.P. (Family Partnership) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By ZoCo L.P. (Family Partnership) |
| No | 4 | S | Indirect | By ZoCo L.P. (Family Partnership) |
| No | 4 | S | Indirect | By ZoCo L.P. (Family Partnership) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-12-15 | 10,000 | $0.00 | 10,000 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-07-19 | No | 4 | M | Indirect |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $27.095 to $28.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $28.15 to $28.40 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The shares fully vested on July 20, 2006.
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