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Filing Details

Accession Number:: 0001221432-14-000069
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-17 17:04:36
Reporting Period:: 2014-12-17

Filing Date:: 2014-12-17
Accepted Time:: 2014-12-17 17:04:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	Security Brokers, Dealers & Flotation Companies (6211)	320122554

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Chairman, Ceo & Global Co-Cio	Yes	Yes	Yes	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2014-12-17	428	$12.43	3,557,829	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	401	$12.44	3,558,230	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	105	$12.45	3,558,335	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	2,156	$12.45	3,560,491	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	200	$12.46	3,560,691	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	100	$12.47	3,560,791	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	100	$12.49	3,560,891	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	300	$12.50	3,561,191	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	200	$12.52	3,561,391	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	385	$12.53	3,561,776	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	100	$12.54	3,561,876	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	400	$12.55	3,562,276	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	200	$12.56	3,562,476	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,000	$12.57	3,563,476	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	455	$12.57	3,563,931	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,600	$12.58	3,565,531	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	500	$12.64	3,566,031	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	500	$12.65	3,566,531	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,103	$12.65	3,567,634	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	300	$12.66	3,567,934	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,100	$12.67	3,569,034	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	100	$12.69	3,569,134	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	400	$12.70	3,569,534	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	100	$12.71	3,569,634	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,572	$12.72	3,571,206	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	1,904	$12.73	3,573,110	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	200	$12.74	3,573,310	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-12-17	495	$12.75	3,573,805	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	7,200	Indirect	By Spouse

Footnotes

THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT THE PURCHASE OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES BY CALAMOS INVESTMENTS LLC (CILLC) PRIMARILY TO MANAGE DILUTION RESULTING FROM AND POTENTIALLY TO FULFILL THE REQUIREMENTS OF CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM OCCURRING THROUGH CILLC.
Total represents 2,933,597.4680 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).