Filing Details

Accession Number:
0001411207-14-000291
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 15:10:32
Reporting Period:
2014-12-15
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 15:10:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543602 G. Michael Headly One Allison Way
Indianapolis IN 46222
Svp, Global Mss No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-15 35,000 $0.00 60,725 No 4 M Direct
Common Stock Disposition 2014-12-15 16,223 $33.62 44,502 No 4 F Direct
Common Stock Acquisiton 2014-12-15 1,196 $0.00 45,698 No 4 M Direct
Common Stock Disposition 2014-12-15 558 $33.62 45,140 No 4 F Direct
Common Stock Disposition 2014-12-15 5,400 $33.46 39,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2014-12-15 35,000 $0.00 35,000 $0.00
Common Stock Dividend Equivalent Rights Disposition 2014-12-15 1,196 $0.00 1,196 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
167 No 4 M Direct
Footnotes
  1. Settlement of restricted stock units ("RSUs"). On December 21, 2012, the reporting person was granted 50,000 RSUs, vesting in two installments as follows: 15,000 on June 30, 2013 and 35,000 on December 15, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
  2. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs.
  3. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
  4. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs.
  5. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.2800 to $33.6900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.