Home > Insider Trading > Filing (0000950138-14-000767)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
890491	Barnes & Noble Inc	BKS	Retail-Miscellaneous Shopping Goods Stores (5940)	061196501

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1038870	S David Deason	C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York NY 10011	Vp B&N Development	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-12	10,000	$15.78	88,861	No	4	M	Direct
Common Stock	Disposition	2014-12-12	13,027	$22.79	75,834	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-12-12	10,000	$0.00	10,000	$15.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2014-11-15	2021-11-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	922	Indirect	By 401(k) Plan

Footnotes

The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $22.78 to $22.83, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of September 30, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.