Filing Details
- Accession Number:
- 0001127602-14-035253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-16 14:58:42
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-16
- Accepted Time:
- 2014-12-16 14:58:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211696 | C David Novak | 1441 Gardiner Lane Louisville KY 40213 | Chair Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 517,978 | $24.47 | 813,642 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-15 | 342,657 | $71.21 | 470,985 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-15 | 175,321 | $70.94 | 295,664 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-12-15 | 517,978 | $0.00 | 517,978 | $24.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-26 | 2016-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,132 | Indirect | 401(k) Plan |
| Common Stock | 0 | Indirect | By Daughter |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $70.60 to $71.35. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
