Filing Details

Accession Number:
0001127602-14-035166
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-15 19:06:18
Reporting Period:
2014-12-11
Filing Date:
2014-12-15
Accepted Time:
2014-12-15 19:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901737 D Howard Schultz 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-11 70,300 $30.42 16,851,207 No 4 M Direct
Common Stock Disposition 2014-12-11 70,300 $84.00 16,780,907 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2014-12-11 70,300 $0.00 70,300 $30.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,869 2006-11-16 2015-11-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Indirect by spouse
Common Stock 1,000,000 Indirect by GRAT
Common Stock 295,000 Indirect Family Owned LLC
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $84.00 to $84.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015.