Filing Details

Accession Number:
0001209191-14-074968
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 16:13:40
Reporting Period:
2014-12-08
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 16:13:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242823 Jr J Charles Herman 4500 Dorr Street
Toledo OH 43615
Evp/Pres, Srs. Hous/Post Acute No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-10 1,000 $76.03 39,096 No 4 S Indirect LLC
Common Stock Disposition 2014-12-10 12,000 $0.00 27,096 No 4 J Indirect LLC
Common Stock Acquisiton 2014-12-10 12,000 $0.00 53,975 No 4 J Direct
Common Stock Acquisiton 2014-12-10 2,449 $40.83 56,424 No 4 M Direct
Common Stock Acquisiton 2014-12-10 2,702 $37.00 59,126 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect LLC
No 4 J Indirect LLC
No 4 J Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option (Right to Buy) Disposition 2014-12-10 2,449 $0.00 2,449 $40.83
Common Option (Right to Buy) Disposition 2014-12-10 2,702 $0.00 7,886 $37.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-15 2018-01-21 No 4 M Direct
5,184 2014-01-15 2019-01-29 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013.
  2. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
  3. The shares were transferred from the Ohio limited liability company described in footnote 2 to the individual account of Charles J. Herman, Jr. No amount was paid in connection with this transfer.
  4. Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 22,937 shares has previously been reported. Of the remaining options, options for the purchase of 2,449 shares vested on January 15, 2013.
  5. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  6. Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 31,548 shares has previously been reported. Of the remaining options, options for the purchase of 7,886 shares vested on January 15, 2014.