Filing Details

Accession Number:
0001181431-14-038689
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-11 19:44:05
Reporting Period:
2014-12-09
Filing Date:
2014-12-11
Accepted Time:
2014-12-11 19:44:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878526 Natus Medical Inc BABY Electromedical & Electrotherapeutic Apparatus (3845) 770154833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451629 Jonathan Kennedy C/O Natus Medical Incorporated
1501 Industrial Road
San Carlos CA 94070
Sr. Vp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-12-09 45,833 $13.24 125,833 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2014-12-09 45,833 $35.67 80,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option Disposition 2014-12-09 45,833 $0.00 64,167 $13.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-09 2019-04-09 No 4 M Direct
Footnotes
  1. Restricted Stock Award vest over 4 years from 02/14/2011. 50% will vest on the second anniversay of the grant, 25% on the third anniversay of the grant, and 25% on the fourth anniversary of the grant.
  2. This transaction was executed in multiple trades at prices ranging from $35.50 to $35.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Non-qualified option vest over 4 years from 02/14/2011. 12.5% vest six months from vest start date, and monthly therafter for 42 months.