Filing Details

Accession Number:
0000921895-14-002630
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-11 14:10:21
Reporting Period:
2014-12-09
Filing Date:
2014-12-11
Accepted Time:
2014-12-11 14:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022123 Barry Rubenstein C/O Falconstor Software, Inc.
2 Huntington Quadrangle
Melville NY 11747
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-09 60,000 $1.23 496,800 No 4 P Indirect By Woodland Venture Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Woodland Venture Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 981,000 Direct
Common Stock 131,323 Indirect By Seneca Ventures
Common Stock 957,257 Indirect By Woodland Partners
Common Stock 187,900 Indirect By Brookwood Partners, L.P.
Common Stock 1,258 Indirect By Spouse
Footnotes
  1. Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
  3. Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.