Filing Details

Accession Number:
0001054374-14-000179
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-10 17:57:57
Reporting Period:
2014-12-08
Filing Date:
2014-12-10
Accepted Time:
2014-12-10 17:57:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057449 A Scott Mcgregor 5300 California Avenue
Irvine CA 92617
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-12-08 100,000 $23.17 1,770,714 No 4 M Direct
Class A Common Stock Disposition 2014-12-08 100,000 $43.95 1,670,714 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2014-12-08 100,000 $0.00 100,000 $23.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2019-04-27 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes (i) 805,374 shares that are held as Class A common stock and (ii) 865,340 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  3. All shares subject to such option are fully vested and immediately exercisable.