Filing Details
- Accession Number:
- 0001411207-14-000281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-08 16:04:25
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-08
- Accepted Time:
- 2014-12-08 16:04:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543603 | R. Randall Kirk | One Allison Way Indianapolis IN 46222 | Svp, Prod Eng & Prod Teams | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-05 | 4,000 | $8.44 | 19,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-05 | 1,999 | $33.40 | 17,730 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-05 | 1,203 | $33.42 | 16,527 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-05 | 2,839 | $0.00 | 2,839 | $8.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-05 | 1,161 | $0.00 | 1,161 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,500 | 2017-09-30 | No | 4 | M | Direct | |
| 69,939 | 2017-09-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Option vested in five equal installments beginning August 7, 2008.
- Option vested in three equal installments beginning October 1, 2010.
Billionaire Hedge Funds
