Filing Details

Accession Number:
0001475968-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-05 17:12:45
Reporting Period:
2014-12-03
Filing Date:
2014-12-05
Accepted Time:
2014-12-05 17:12:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922864 Apartment Investment & Management Co AIV Real Estate Investment Trusts (6798) 841259577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229384 Terry Considine 4582 S. Ulster Street
Suite 1100
Denver CO 80237
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-12-03 875,950 $29.11 1,216,230 No 4 M Direct
Class A Common Stock Disposition 2014-12-03 685,454 $37.20 530,776 No 4 F Direct
Class A Common Stock Disposition 2014-12-03 182,102 $37.01 348,674 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2014-12-03 705,622 $0.00 705,622 $29.11
Class A Common Stock Stock Option (right to buy) Disposition 2014-12-03 170,328 $0.00 170,328 $29.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-13 No 4 M Direct
0 2016-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 33,695 Indirect Held by reporting person's spouse, for which the reporting person disclaims beneficial ownership
Footnotes
  1. This is a weighted average price. The prices for which the shares were actually sold ranged from $36.88 to $37.21. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
  2. In addition to the 348,674 shares held directly by the reporting person, 69,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership.
  3. In addition, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P.
  4. The shares vested 20% on each anniversary of the grant date of February 13, 2006.
  5. The shares were granted on February 16, 2006 with a 1 year cliff and vested upon achievement of a performance goal.
  6. Option Award approved by Compensation and Human Resources Committee; price column not applicable.