Filing Details

Accession Number:
0001127602-14-034257
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-05 10:18:20
Reporting Period:
2014-12-04
Filing Date:
2014-12-05
Accepted Time:
2014-12-05 10:18:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000697 Waters Corp WAT Laboratory Analytical Instruments (3826) 133668640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082257 A Douglas Berthiaume 34 Maple Street
Milford MA 01757
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-04 150,000 $47.12 2,341,459 No 4 M Direct
Common Stock Disposition 2014-12-04 102,423 $117.00 2,239,036 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-12-04 150,000 $0.00 150,000 $47.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-08 2014-12-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,371 Indirect By 401k Plan
Common Stock 25,252 Indirect By Family Trust
Common Stock 794,562 Indirect By Limited Partnership
Common Stock 69,000 Indirect By Wife
Footnotes
  1. The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. An immediate family member of the reporting person is a general partner of the partnership that owns the reported Common Stock. The reporting person disclaims beneficial ownership of the reported Common Stock, except to the extent (if any) of his pecuniary interest therein.