Filing Details

Accession Number:
0001247524-14-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 10:26:24
Reporting Period:
2014-12-03
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 10:26:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402675 J A Wagner 3000 Riverchase Galleria, Suite #1700
Birmingham AL 35244
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-03 5,000 $2.03 0 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,417 Direct
Common Stock 5,000 Indirect Self-managed IRA
Footnotes
  1. Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
  2. Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.