Filing Details

Accession Number:
0001209191-14-072437
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-02 17:42:41
Reporting Period:
2014-12-01
Filing Date:
2014-12-02
Accepted Time:
2014-12-02 17:42:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811596 Kaiser Aluminum Corp KALU Rolling Drawing & Extruding Of Nonferrous Metals (3350) 943030279
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227285 A Jack Hockema C/O Kaiser Aluminum Corp.
27422 Portola Parkway Suite 200
Foothill Ranch CA 92610
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-12-01 5,000 $73.13 98,987 No 4 S Indirect By Hockema Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Hockema Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 23,190 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Employee Stock Options (Right to Buy) $80.01 2017-04-03 8,037 8,037 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-04-03 8,037 8,037 Direct
Footnotes
  1. Sales made pursuant to a 10b5-1 plan adopted by the reporting person on October 27, 2014 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
  2. Represents the sale of 5,000 shares in multiple transactions, ranging from $73.0000 to $73.7700 per share, resulting in a weighted average sale price of $73.1349 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
  3. Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.