Filing Details
- Accession Number:
- 0001225208-14-024137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-01 15:39:32
- Reporting Period:
- 2014-11-26
- Filing Date:
- 2014-12-01
- Accepted Time:
- 2014-12-01 15:39:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422342 | M Steven Raney | 880 Carillon Parkway St. Petersburg FL 33716 | President & Ceo Rjbank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-26 | 3,955 | $25.28 | 21,959 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-26 | 200 | $25.28 | 22,159 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-26 | 150 | $56.25 | 22,009 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-26 | 1,771 | $56.45 | 20,238 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-26 | 200 | $0.00 | 200 | $25.28 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-26 | 3,955 | $0.00 | 3,955 | $25.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 3,955 | 2016-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,200 | Indirect | ESOP |
Footnotes
- Includes 113 shares of common stock previously acquired pursuant to the registrant's Employee Stock Purchase Plan.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2014.
- 200 options became exercisable on 11/24/2014.
- 3,955 options became exercisable on 11/24/2014; the remaining 3,955 will become exercisable on 01/24/2015.
Billionaire Hedge Funds
