Filing Details

Accession Number:
0001269847-14-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-28 14:45:33
Reporting Period:
2014-11-25
Filing Date:
2014-11-28
Accepted Time:
2014-11-28 14:45:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935036 Aci Worldwide Inc. ACIW Services-Prepackaged Software (7372) 470772104
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364149 Jr M John Shay 3520 Kraft Road
Suite 300
Naples FL 34105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-25 14,492 $5.66 46,031 No 4 M Direct
Common Stock Disposition 2014-11-25 14,492 $19.73 31,539 No 4 S Direct
Common Stock Acquisiton 2014-11-25 30,000 $10.87 61,539 No 4 M Direct
Common Stock Disposition 2014-11-25 30,000 $19.73 31,539 No 4 S Direct
Common Stock Acquisiton 2014-11-25 15,000 $12.47 46,539 No 4 M Direct
Common Stock Disposition 2014-11-25 15,000 $19.73 31,539 No 4 S Direct
Common Stock Acquisiton 2014-11-26 15,508 $5.66 47,047 No 4 M Direct
Common Stock Disposition 2014-11-26 15,508 $19.51 31,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-25 14,492 $0.00 14,492 $5.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-26 15,508 $0.00 15,508 $5.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-25 30,000 $0.00 30,000 $10.87
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-25 15,000 $0.00 15,000 $12.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,508 2018-06-11 No 4 M Direct
0 2018-06-11 No 4 M Direct
0 2017-07-24 No 4 M Direct
0 2016-05-25 No 4 M Direct
Footnotes
  1. Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
  2. The sale price ranged from $19.60 to $19.885, with a weighted average sale price of $19.728297. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The sale price ranged from $19.46 to $19.61, with a weighted average sale price of $19.508076. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
  5. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.