Filing Details
- Accession Number:
- 0001606268-14-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 21:50:26
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 21:50:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606268 | Spark Energy Inc. | SPKE | Electric & Other Services Combined (4931) | 465453215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582155 | Nudevco Partners Holdings, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
| 1582158 | Nudevco Partners, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
| 1582187 | Iii Keith W Maxwell | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | Yes | No | Yes | No | |
| 1613669 | Nudevco Retail, Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No | |
| 1613688 | Nudevco Retail Holdings,Llc | 2105 Citywest Boulevard, Suite 100 Houston TX 77042 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-11-21 | 284 | $15.70 | 3,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-11-25 | 1,000 | $14.15 | 4,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2014-11-25 | 716 | $14.33 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2).
- Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
- Mr. Maxwell purchased the securities reported above directly.
Billionaire Hedge Funds
