Filing Details

Accession Number:
0000769993-14-000621
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-25 16:32:17
Reporting Period:
2014-11-21
Filing Date:
2014-11-25
Accepted Time:
2014-11-25 16:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1090346 K Gregory Palm C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
Executive Vp - General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-21 23,325 $131.64 945,644 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-21 23,325 $190.08 922,319 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-21 25,000 $190.11 897,319 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2014-11-21 23,325 $0.00 23,325 $131.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,655 2009-01-02 2015-11-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 81,906 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 12,096 Indirect See footnote
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015.
  2. Reflects a weighted average sale price of $190.0779 per share, at prices ranging from $190.00 to $190.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $190.1086 per share, at prices ranging from $190.00 to $190.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Held through a limited liability company.
  5. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.