Filing Details

Accession Number:
0000902274-14-000091
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-25 16:25:05
Reporting Period:
2014-11-24
Filing Date:
2014-11-25
Accepted Time:
2014-11-25 16:25:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208759 A Kenneth Boerger 300 Madison Avenue
Po Box 10060
Toledo OH 43699-0060
Vice President & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-24 1,583 $15.35 31,800 No 4 M Direct
Common Stock Disposition 2014-11-24 1,583 $30.00 30,217 No 4 S Direct
Common Stock Acquisiton 2014-11-24 2,863 $10.13 33,080 No 4 M Direct
Common Stock Disposition 2014-11-24 2,863 $30.13 30,217 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-24 1,583 $15.35 1,583 $15.35
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-24 2,863 $10.13 2,863 $10.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-15 2018-02-15 No 4 M Direct
0 2011-02-11 2020-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,071 Indirect By 401(k) Plan
Footnotes
  1. The common stock covered by this Form 4 was sold under a plan, adopted on October 31, 2013, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
  2. The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
  3. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.