Filing Details
- Accession Number:
- 0000100885-14-000172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-24 18:36:11
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-24
- Accepted Time:
- 2014-11-24 18:36:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200009 | Jr M Robert Knight | 1400 Douglas Street Omaha NE 68179 | Evp Finance & Cfo Upc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-21 | 15,000 | $122.01 | 288,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 179,079 | Indirect | (1) |
| Common Stock | 457 | Indirect | by Managed Account |
Footnotes
- On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2014. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.
- This transaction was executed in multiple trades at prices ranging from $121.853 to $122.090. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.
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