Filing Details

Accession Number:
0000009984-14-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-24 12:57:09
Reporting Period:
2014-11-21
Filing Date:
2014-11-24
Accepted Time:
2014-11-24 12:57:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453850 J Christopher Stephens Barnes Group Inc.
123 Main Street
Bristol CT 06010
Svp, Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-21 10,100 $20.69 135,677 No 4 M Direct
Common Stock Disposition 2014-11-21 10,100 $37.17 125,577 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option-RIght to Buy Disposition 2014-11-21 10,100 $0.00 10,100 $20.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2021-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,284 Indirect By Company's Employee Stock Purchase Plan
Common Stock 1,516 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 2430 Restricted Stock Units granted 2/9/2011, 18800 granted 2/8/2012, 2466 granted 2/8/2012, 5599 granted 2/12/2013, 4800 granted 5/2/2013, 4900 granted 2/12/2014 and 2000 granted 2/12/2014, and 12300 Performance Share Awards granted 2/8/2012, 14000 granted 2/12/2013, 8200 granted 2/12/2014 and 3300 granted 2/12/2014 that are subject to forfeiture if certain events occur.
  2. The option vests in three equal installments on August 9, 2012, 2013 and 2014.
  3. 1 for 1.