Filing Details
- Accession Number:
- 0001002225-14-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-24 12:18:57
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-24
- Accepted Time:
- 2014-11-24 12:18:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-21 | 6,345 | $31.54 | 52,846 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-21 | 233 | $17.91 | 53,079 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 133 | $31.45 | 52,946 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-11-21 | 682 | $21.67 | 53,628 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 470 | $31.45 | 53,158 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-11-21 | 70,000 | $12.10 | 123,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 26,932 | $31.45 | 96,226 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-11-21 | 478 | $17.80 | 96,704 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 271 | $31.45 | 96,433 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-11-21 | 234 | $17.91 | 96,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 134 | $31.45 | 96,533 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-11-21 | 43,687 | $31.53 | 52,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-11-21 | 70,000 | $0.00 | 70,000 | $12.10 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-11-21 | 478 | $0.00 | 478 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-11-21 | 233 | $0.00 | 233 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-11-21 | 234 | $0.00 | 234 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-11-21 | 682 | $0.00 | 682 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 8,602 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 3,267 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 3,033 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 20,437 | 2014-05-14 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Billionaire Hedge Funds
