Filing Details

Accession Number:
0000093751-14-000177
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-21 16:05:39
Reporting Period:
2014-11-19
Filing Date:
2014-11-21
Accepted Time:
2014-11-21 16:05:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623509 P Sean Newth State Street Corporation
One Lincoln Street
Boston MA 02111
Svp, Cao And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-19 1,505 $75.80 6,908 No 4 S Direct
Common Stock Disposition 2014-11-19 232 $75.50 1,095 No 4 S Indirect By a Family Member
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By a Family Member
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17 Indirect 401 (k) Plan
Footnotes
  1. The reporting person indirectly beneficially owns 17 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of October 31, 2014. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.