Filing Details

Accession Number:
0001181431-14-036999
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 21:19:03
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 21:19:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910406 Hain Celestial Group Inc HAIN Food And Kindred Products (2000) 223240619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
922748 D Irwin Simon C/O The Hain Celestial Group, Inc.
1111 Marcus Avenue
Lake Success NY 11042
Pres., Ceo & Chairman Of Bd Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-18 20,000 $107.89 69,816 No 4 S Indirect By trust
Common Stock Acquisiton 2014-11-18 95,000 $30.35 824,661 No 4 M Direct
Common Stock Disposition 2014-11-18 95,000 $107.82 729,661 No 4 S Direct
Common Stock Acquisiton 2014-11-19 100,000 $30.35 829,661 No 4 M Direct
Common Stock Disposition 2014-11-19 100,000 $107.27 729,661 No 4 S Direct
Common Stock Acquisiton 2014-11-20 30,000 $30.35 759,661 No 4 M Direct
Common Stock Disposition 2014-11-20 30,000 $106.75 729,661 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-11-18 95,000 $0.00 95,000 $30.35
Common Stock Stock Option (Right to Buy) Disposition 2014-11-19 100,000 $0.00 100,000 $30.35
Common Stock Stock Option (Right to Buy) Disposition 2014-11-20 30,000 $0.00 30,000 $30.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
377,671 2015-04-01 No 4 M Direct
277,671 2015-04-01 No 4 M Direct
247,671 2015-04-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,070 Indirect By spouse
Footnotes
  1. Represents the weighted average sale price of the common stock sold by the trust on 11/18/2014. The range of stock prices was $107.40 to $108.49. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
  2. Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/18/2014. The range of stock prices was $107.30 to $109.08. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
  3. Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/19/2014. The range of stock prices was $106.63 to $108.36. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/20/2014. The range of stock prices was $105.86 to $107.50. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
  5. The option, representing a right to purchase a total of 472,671 shares, became exercisable in four equal annual installments beginning on April 1, 2009, which was the first anniversary of the date on which the option was granted. The option expires on April 1, 2015.
  6. Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.