Filing Details

Accession Number:
0001127602-14-033055
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 18:22:03
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 18:22:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822416 Pultegroup Inc PHM Operative Builders (1531) 382766606
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322996 R James Ellinghausen 3350 Peachtree Road Northeast
Suite 150
Atlanta GA 30326
Exec. Vice President-Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-18 50,000 $11.36 422,526 No 4 M Direct
Common Stock Disposition 2014-11-18 50,000 $21.13 372,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-11-18 50,000 $0.00 50,000 $11.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2010-12-09 2018-12-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect In Name of Lauren Ellinghausen (Daughter)
Footnotes
  1. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.27, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Fully vested and exercisable.