Filing Details

Accession Number:
0001140361-14-042869
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 17:08:17
Reporting Period:
2014-11-17
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 17:08:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381197 Interactive Brokers Group Inc. IBKR Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391403 Jonathan Paul Brody One Pickwick Plaza
Greenwich CT 06830
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-11-17 2,587 $27.34 91,126 No 4 S Indirect By IBG Holdings LLC
Class A Common Stock Disposition 2014-11-18 2,763 $27.40 88,363 No 4 S Indirect By IBG Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By IBG Holdings LLC
No 4 S Indirect By IBG Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 546,223 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect October 29, 2014.
  2. Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.
  3. These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.21 to $27.61, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.33 to $27.52, inclusive.