Filing Details

Accession Number:
0001609264-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-17 15:27:36
Reporting Period:
2014-11-13
Filing Date:
2014-11-17
Accepted Time:
2014-11-17 15:27:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 Stock Yards Bancorp Inc. SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1609264 Michael Croce Po Box 32890
Louisville KY 40232-2890
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-13 3,150 $0.00 5,991 No 4 M Direct
Common Stock Disposition 2014-11-13 3,150 $33.11 2,841 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Acquisiton 2014-11-13 3,150 $0.00 3,150 $22.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-14 2014-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,640 Indirect by 401k/ESOP - fbo Michael Croce
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $24.07 2007-01-17 2016-01-17 3,150 3,150 Direct
Common Stock Option (Right to Buy) $26.83 2008-02-20 2017-02-20 2,500 2,500 Direct
Common Stock Stock Appreciation Right $23.37 2009-02-19 2018-02-19 1,550 1,550 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 1,500 1,500 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 1,500 1,500 Direct
Common Stock Stock Appreciation Right $23.76 2012-03-15 2021-03-15 1,000 1,000 Direct
Common Stock Stock Appreciation Right $22.86 2013-02-20 2022-02-20 1,000 1,000 Direct
Common Stock Stock Appreciation Right $29.16 2015-06-24 2024-06-24 2,160 2,160 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-17 3,150 3,150 Direct
2017-02-20 2,500 2,500 Direct
2018-02-19 1,550 1,550 Direct
2019-02-17 1,500 1,500 Direct
2020-02-16 1,500 1,500 Direct
2021-03-15 1,000 1,000 Direct
2022-02-20 1,000 1,000 Direct
2024-06-24 2,160 2,160 Direct
Footnotes
  1. Incentive stock option exercise.
  2. Includes shares acquired through dividend reinvestment plan.