Filing Details

Accession Number:
0001225208-14-023375
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 21:02:55
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 21:02:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1355096 Liberty Interactive Corp QVCA Retail-Catalog & Mail-Order Houses (5961) 841288730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195197 W Christopher Shean 12300 Liberty Boulevard
Englewood CO 80112
Senior Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Liberty Ventures Common Stock Acquisiton 2014-11-12 6,836 $14.86 72,713 No 4 M Direct
Series A Liberty Ventures Common Stock Disposition 2014-11-12 941 $35.61 71,772 No 4 S Direct
Series A Liberty Ventures Common Stock Disposition 2014-11-12 1,600 $35.60 70,172 No 4 S Direct
Series A Liberty Ventures Common Stock Disposition 2014-11-12 4,295 $35.61 65,877 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series A Liberty Ventures Common Stock Stock Option (right to buy) - LVNTA Disposition 2014-11-12 6,836 $0.00 6,836 $14.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Liberty Ventures Common Stock 2,225 Indirect By 401(k) Savings Plan
Footnotes
  1. On February 27, 2014, the Issuer declared a stock dividend (the "stock dividend"), payable to all holders of record as of 5 p.m., New York City time, on April 4, 2014, of one share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Ventures Common Stock outstanding. As a result, the Reporting Person received 17,170 shares of Series A Liberty Ventures Common Stock as of April 4, 2014. Prior to the stock dividend, the holdings were decreased by 1 share due to an accounting reconciliation. On October 3, 2014, the Issuer declared a stock dividend (the "reattribution dividend"), payable to all holders of record of Series A Liberty Interactive Common Stock as of 5 p.m., New York City time, on October 13, 2014 of 0.14217 of a share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Interactive Common Stock outstanding. As a result, the Reporting Person received 31,537 shares of Series A Liberty Ventures Common Stock as of October 20, 2014.
  2. The number of shares reported as held in the Reporting Person's 401(k) is based on a statement from the Plan Administrator dated as of October 31, 2014, which also reflects the Reporting Person's holdings following the stock dividend and the reattribution dividend.
  3. This stock option was previously reported as an option for 3,367 shares of Series A Liberty Ventures Common Stock at an exercise price of $58.80 per share. The number of shares and the exercise price of this option were adjusted as of each of April 4, 2014, August 27, 2014 and October 20, 2014 as a result of the stock dividend, the spin-off (as described in the Remarks section) and the reattribution dividend (as described in the Remarks section), respectively and, in each case the anti-dilution provisions of the incentive plans under which such option was granted. With respect to the spin-off, the adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
  4. The derivative security is fully vested.