Filing Details
- Accession Number:
- 0001203311-14-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 17:13:14
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 17:13:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361966 | B Vaughn Himes | 21823 30Th Drive Se Bothell WA 98021 | Evp, Tech. Ops. & Proc. Sci. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-12 | 10,000 | $9.23 | 77,209 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 10,000 | $37.52 | 67,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-12 | 10,000 | $0.00 | 10,000 | $9.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,664 | 2019-04-30 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following the reported transaction(s) include Restricted Stock Units that are subject to vesting.
- Sale price represents a weighted average price for all shares sold on this day, which are within a $1.00 range.
- Shares vested at a rate of 25% on 4/1/2010 and monthly thereafter until all the shares fully vested on 4/1/2013.
Billionaire Hedge Funds
