Filing Details

Accession Number:
0001179110-14-016565
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-13 20:15:07
Reporting Period:
2014-11-11
Filing Date:
2014-11-13
Accepted Time:
2014-11-13 20:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347183 Iv Y Robert Newell C/O Cardica Inc.
900 Saginaw Drive
Redwood City CA 94063
V.p. Finance, Cfo, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-11 2,396 $0.85 96,371 No 4 P Indirect By Family Trust
Common Stock Acquisiton 2014-11-12 400 $0.85 96,771 No 4 P Indirect By Family Trust
Common Stock Acquisiton 2014-11-13 7,204 $0.87 103,975 No 4 P Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family Trust
No 4 P Indirect By Family Trust
No 4 P Indirect By Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 76,000 Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $0.87 to 0.89, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4.
  2. Includes 18,000 shares held in reporting person's IRA account.