Filing Details
- Accession Number:
- 0001181431-14-036350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 17:59:35
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 17:59:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393066 | Resolute Forest Products Inc. | RFP | Paper Mills (2621) | 980526415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535232 | Silvana Travaglini | 111 Duke Street Suite 5000 Montreal A8 H3C 2M1 | Vice President & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-13 | 2,631 | $16.45 | 19,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 2,400 | $18.87 | 17,137 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-11-13 | 231 | $18.87 | 16,906 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 4,063 | $11.41 | 20,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 2,962 | $18.87 | 18,007 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-11-13 | 1,101 | $18.87 | 16,906 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 2,993 | $15.66 | 19,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 2,644 | $18.87 | 17,255 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-11-13 | 349 | $18.87 | 16,906 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2014-11-13 | 2,631 | $0.00 | 2,631 | $16.45 |
| Common Stock | Stock option (right to buy) | Disposition | 2014-11-13 | 4,063 | $0.00 | 4,063 | $11.41 |
| Common Stock | Stock option (right to buy) | Disposition | 2014-11-13 | 2,993 | $0.00 | 2,993 | $15.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,631 | 2012-11-03 | 2021-11-03 | No | 4 | M | Direct |
| 8,124 | 2013-11-08 | 2022-11-08 | No | 4 | M | Direct |
| 8,977 | 2014-11-06 | 2023-11-06 | No | 4 | M | Direct |
Footnotes
- The options were awarded on November 3, 2011, vesting in four equal annual installments beginning on November 3, 2012.
- The options were awarded on November 8, 2012, vesting in four equal annual installments beginning on November 8, 2013.
- The options were awarded on November 6, 2013, vesting in four equal annual installments beginning on November 6, 2014.
Billionaire Hedge Funds
