Filing Details

Accession Number:
0000775158-14-000187
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-13 16:39:24
Reporting Period:
2014-11-12
Filing Date:
2014-11-13
Accepted Time:
2014-11-13 16:39:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
775158 Oshkosh Corp OSK Motor Vehicles & Passenger Car Bodies (3711) 390520270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493403 W. James Johnson C/O Oshkosh Corporation
2307 Oregon Street
Oshkosh WI 54902
Exec. Vp & Pres., Fire & Emerg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-12 5,000 $32.10 35,399 No 4 M Direct
Common Stock Disposition 2014-11-12 5,000 $46.76 30,399 No 4 S Direct
Common Stock Acquisiton 2014-11-12 20,000 $19.24 50,399 No 4 M Direct
Common Stock Disposition 2014-11-12 20,000 $46.62 30,399 No 4 S Direct
Common Stock Acquisiton 2014-11-12 9,333 $28.96 39,732 No 4 M Direct
Common Stock Disposition 2014-11-12 9,333 $46.61 30,406 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2014-11-12 5,000 $0.00 5,000 $32.10
Common Stock Options Disposition 2014-11-12 20,000 $0.00 20,000 $19.24
Common Stock Options Disposition 2014-11-12 9,333 $0.00 9,333 $28.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-14 No 4 M Direct
0 2018-09-19 No 4 M Direct
4,667 2019-09-17 No 4 M Direct
Footnotes
  1. Represents weighted average price. Individual sales by lot ranged from $46.62 to $46.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  2. Represents weighted average price. Individual sales by lot ranged from $46.51 to $46.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  3. Represents weighted average price. Individual sales by lot ranged from $46.51 to $46.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  4. Amount includes a total of 454.44 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/13/2014. Between 10/17/2014 and 11/13/2014, the reporting person acquired 6.73 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
  5. Option (right to buy) granted pursuant to the Company's Stock Plan.
  6. Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
  7. Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
  8. Options vest in one-third (1/3) annual increments commencing on 9/17/2013.