Filing Details
- Accession Number:
- 0001051741-14-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:21:20
- Reporting Period:
- 2014-11-11
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:21:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379848 | L Carlton Highsmith | 726 Exchange Street Suite 618 Buffalo NY 14210 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-11 | 15,000 | $7.53 | 69,159 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.69 | 2007-01-01 | 2016-11-28 | 6,715 | 6,715 | Direct |
| Common Stock | Stock Options | $11.49 | 2008-11-05 | 2017-11-05 | 8,637 | 8,637 | Direct |
| Common Stock | Stock Options | $12.25 | 2009-11-02 | 2018-11-03 | 7,913 | 7,913 | Direct |
| Common Stock | Stock Options | $10.01 | 2010-11-02 | 2019-11-02 | 10,813 | 10,813 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-28 | 6,715 | 6,715 | Direct |
| 2017-11-05 | 8,637 | 8,637 | Direct |
| 2018-11-03 | 7,913 | 7,913 | Direct |
| 2019-11-02 | 10,813 | 10,813 | Direct |
Billionaire Hedge Funds
