Filing Details
- Accession Number:
- 0001191981-14-000007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:11:17
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:11:17
- Original Submission Date:
- 2014-11-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191981 | Gordon Obrien | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., Specialty Fin. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-12 | 19,300 | $4.81 | 288,641 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 19,300 | $15.40 | 288,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2014-11-12 | 19,300 | $0.00 | 19,300 | $4.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 223,128 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
Footnotes
- Amount incorrectly reported.
Billionaire Hedge Funds
