Filing Details

Accession Number:
0001209191-14-068129
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 16:40:35
Reporting Period:
2014-11-10
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 16:40:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI Semiconductors & Related Devices (3674) 201616267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1266748 Cmea Ventures Vi Lp One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
Yes No Yes No
1340886 J David Collier One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
No No Yes No
1420406 F James Watson One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
No No Yes No
1425394 A. Faysal Sohail One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
No No Yes No
1527296 Cmea Ventures Vi Gmbh & Co. Kg One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
No No Yes No
1527297 Cmea Ventures Vi Management, L.p. One Letterman Drive
Bldg. C. Ste. Cm 500
San Francisco CA 94129-2402
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-10 4,376,913 $2.20 0 No 4 S Indirect See Footnote
Common Stock Disposition 2014-11-10 104,342 $2.20 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The shares are directly held by CMEA VI, L.P. ("CMEA VI"). The general partner of CMEA VI is CMEA Ventures VI Management, L.P. ("CMEA GP"). The general partners of CMEA GP include Faysal Sohail ("Sohail"), James Watson ("Watson") and David Collier ("Collier", collectively with Sohail and Watson, the "General Partners") and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
  2. The shares are directly held by CMEA VI GmbH & Co. KG ("CMEA VI GmbH"). The managing limited partner of CMEA VI GmbH is CMEA GP and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI GmbH. Each of the Reprorting Persons disclaims benefical ownershiop of the shares except to the extent of their pecuniary interest therein, if any.