Filing Details

Accession Number:
0001209191-14-068034
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-11-12 15:49:32
Reporting Period:
2013-12-13
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 15:49:32
Original Submission Date:
2013-12-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 980459628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008463 Bu Lip Tan One California Street, Suite 2800
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2013-12-13 29,810 $0.00 753,188 No 4 J Indirect See Footnote
Ordinary Shares Acquisiton 2013-12-13 22,506 $0.00 25,524 No 4 J Indirect See Footnote
Ordinary Shares Disposition 2013-12-17 25,524 $24.89 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
  2. The amount of the distribution previously reported did not include shares distributed to Pacven Walden Management Co., Ltd.
  3. Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
  4. Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
  5. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.82 to $24.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.