Filing Details

Accession Number:
0001289419-14-000230
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 15:44:42
Reporting Period:
2014-11-12
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 15:44:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289419 Morningstar Inc. MORN Investment Advice (6282) 363297908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197386 A Cheryl Francis C/O Morningstar, Inc.
22 West Washington Street
Chicago IL 60602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-12 500 $27.36 18,203 No 4 M Direct
Common Stock Disposition 2014-11-12 500 $70.00 17,703 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Right to Buy) Disposition 2014-11-12 500 $0.00 500 $27.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,220 2015-05-02 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2014.
  2. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of the grant ($18.50). On November 12, 2014, the exercise price was $27.3636.
  3. The options became exercisable in three equal installments on May 2, 2006, 2007, and 2008.