Filing Details
- Accession Number:
- 0001140361-14-041122
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 09:10:45
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 09:10:45
- Original Submission Date:
- 2014-11-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054102 | Pdi Inc | PDII | Services-Business Services, Nec (7389) | 222919486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532541 | Jr R Gerald Melillo | C/O Pdi Inc., Morris Corporate Center 1, 300 Interpace Parkway Parsippany NJ 07054 | President, Sales Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-07 | 5,000 | $1.58 | 49,469 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,469 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $6.63 | 2017-01-30 | 21,478 | 21,478 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.44 | 2018-04-04 | 30,364 | 51,842 | Direct | |
| Common Stock | Stock Appreciation Rights | $5.13 | 2019-02-25 | 57,107 | 108,949 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-30 | 21,478 | 21,478 | Direct |
| 2018-04-04 | 30,364 | 51,842 | Direct |
| 2019-02-25 | 57,107 | 108,949 | Direct |
Footnotes
- Includes 9,427 restricted shares of common stock that vest on January 30, 2015, 10,997 restricted shares of common stock that vest on April 4, 2016, and 20,270 restricted shares of common stock that vest on February 25, 2017.
- Market purchase
- Stock appreciation rights that are two-thirds vested and the remaining one-third vest on 1/30/15.
- Stock appreciation rights that are one-third vested and the remaining two-thirds vest one-half on each of 4/4/15 and 4/4/16.
- Stock appreciation rights that vest one-third on each of 2/25/15, 2/25/16, and 2/25/17.
- This Amendment to the Form 4 previously filed on November 10, 2014 is being filed to correct the number of shares beneficially owned.
Billionaire Hedge Funds
