Filing Details

Accession Number:
0001181431-14-036077
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 06:04:44
Reporting Period:
2014-11-11
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 06:04:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393066 Resolute Forest Products Inc. RFP Paper Mills (2621) 980526415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414465 Yves Laflamme 111 Duke Street, Suite 5000
Montreal A8 H3C 2M1
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-11 6,355 $16.45 50,870 No 4 M Direct
Common Stock Disposition 2014-11-11 5,835 $18.53 45,035 No 4 F Direct
Common Stock Disposition 2014-11-11 520 $18.53 44,515 No 4 S Direct
Common Stock Acquisiton 2014-11-11 10,615 $11.41 55,130 No 4 M Direct
Common Stock Disposition 2014-11-11 7,781 $18.54 47,349 No 4 F Direct
Common Stock Disposition 2014-11-11 2,834 $18.54 44,515 No 4 S Direct
Common Stock Acquisiton 2014-11-11 7,633 $15.66 52,148 No 4 M Direct
Common Stock Disposition 2014-11-11 6,787 $18.56 45,361 No 4 F Direct
Common Stock Disposition 2014-11-11 846 $18.56 44,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2014-11-11 6,355 $0.00 6,355 $16.45
Common Stock Stock option (right to buy) Disposition 2014-11-11 10,615 $0.00 10,615 $11.41
Common Stock Stock option (right to buy) Disposition 2014-11-11 7,633 $0.00 7,633 $15.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,355 2012-11-03 2021-11-03 No 4 M Direct
21,228 2013-11-08 2022-11-08 No 4 M Direct
22,898 2014-11-06 2023-11-06 No 4 M Direct
Footnotes
  1. Represents a weighted average; the shares were sold in multiple transactions at prices ranging from $18.49 to $18.61. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
  2. Represents a weighted average; the shares were sold in multiple transactions at prices ranging from $18.49 to $18.59. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
  3. Represents a weighted average; the shares were sold in multiple transactions at prices of $18.56 and $18.57. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price indicated.
  4. The options were awarded on November 3, 2011, vesting in four equal annual installments beginning on November 3, 2012.
  5. The options were awarded on November 8, 2012, vesting in four equal annual installments beginning on November 8, 2013.
  6. The options were awarded on November 6, 2013, vesting in four equal annual installments beginning on November 6, 2014.