Filing Details

Accession Number:
0001225208-14-023002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-10 16:44:30
Reporting Period:
2014-11-06
Filing Date:
2014-11-10
Accepted Time:
2014-11-10 16:44:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377789 Aviat Networks Inc. AVNW Radio & Tv Broadcasting & Communications Equipment (3663) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
709804 Steel Excel Inc. 1133 Westchester Avenue
Suite N222
White Plains NY 10604
No No Yes No
1452857 L.p. Holdings Partners Steel 590 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
1522066 Sph Group Holdings Llc C/O Steel Partners Holdings L.p.
590 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
1522067 Sph Group Llc C/O Steel Partners Holdings L.p.
590 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
1537666 Steel Partners Holdings Gp Inc. 590 Madison Avenue
32Nd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2014-11-06 66,000 $1.43 7,973,335 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2014-11-07 47,530 $1.37 8,020,865 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This Form 4 is filed jointly by Steel Excel Inc., Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP").
  2. Shares of Common Stock owned directly by Steel Excel Inc. SPHG Holdings owns approximately 58% of the outstanding shares of Common Stock of Steel Excel Inc. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. except to the extent of their pecuniary interest therein.