Filing Details

Accession Number:
0001104659-14-078527
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-07 19:02:23
Reporting Period:
2014-11-07
Filing Date:
2014-11-07
Accepted Time:
2014-11-07 19:02:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497462 Judson Bergman 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-07 10,000 $7.50 10,000 No 4 M Direct
Common Stock Disposition 2014-11-07 10,000 $50.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) (1) Disposition 2014-11-07 10,000 $0.00 10,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2015-11-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 590,437 Direct
Footnotes
  1. A total of 170,000 options with an exercise price of $7.50 were granted on 11/14/2005, all of which are vested and exercisable.
  2. Option exercise and sale pursuant to a 10b5-1 Plan.