Filing Details

Accession Number:
0001408356-14-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-06 17:50:29
Reporting Period:
2014-11-05
Filing Date:
2014-11-06
Accepted Time:
2014-11-06 17:50:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408356 Solarcity Corp SCTY Construction - Special Trade Contractors (1700) 020781046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560173 R Lyndon Rive 3055 Clearview Way
San Mateo CA 94402
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-05 30,000 $1.62 30,000 No 4 M Direct
Common Stock Disposition 2014-11-05 30,000 $53.41 0 No 4 S Direct
Common Stock Disposition 2014-11-05 70,000 $53.41 338,356 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2014-11-05 30,000 $0.00 30,000 $1.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
700,713 2009-10-02 2019-09-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000,000 Indirect By LLC
Footnotes
  1. The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2014
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.48 to $57.67, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.