Filing Details
- Accession Number:
- 0001388038-14-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:57:23
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:57:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011570 | Knoll Inc | KNL | Miscellaneous Furniture & Fixtures (2590) | 133873847 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310400 | B Andrew Cogan | C/O Knoll, Inc. 1235 Water Street East Greenville PA 18041 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 5,828 | $10.24 | 791,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 5,828 | $20.05 | 785,841 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 1,795 | $10.24 | 787,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 1,795 | $20.00 | 785,841 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 2,603 | $10.24 | 788,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-04 | 2,400 | $20.00 | 786,044 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-04 | 203 | $20.01 | 785,841 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-31 | 5,828 | $0.00 | 5,828 | $10.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 1,795 | $0.00 | 1,795 | $10.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-04 | 2,603 | $0.00 | 2,603 | $10.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,583 | 2016-10-20 | No | 4 | M | Direct | |
| 82,788 | 2016-10-20 | No | 4 | M | Direct | |
| 80,185 | 2016-10-20 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Knoll, Inc., any security holder of Knoll, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- These stock options are a portion of the stock options that vested in four annual installments beginning on the first anniversary of October 20, 2009. These stock options expire on October 20, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.02, inclusive. The reporting person undertakes to provide to Knoll, Inc., any security holder of Knoll, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
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