Filing Details
- Accession Number:
- 0001181431-14-035439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:00:59
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360685 | M Robert Liszt | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp Of Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 41,319 | $7.22 | 112,646 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-31 | 100,000 | $4.98 | 212,646 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 141,319 | $7.81 | 71,327 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 9,152 | $5.71 | 80,479 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 50,556 | $7.22 | 131,035 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 59,708 | $7.81 | 71,327 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2014-10-31 | 41,319 | $0.00 | 41,319 | $7.22 |
| Common Stock | Common Stock | Disposition | 2014-10-31 | 100,000 | $0.00 | 100,000 | $4.98 |
| Common Stock | Common Stock | Disposition | 2014-11-03 | 9,152 | $0.00 | 9,152 | $5.71 |
| Common Stock | Common Stock | Disposition | 2014-11-03 | 50,556 | $0.00 | 50,556 | $7.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,556 | 2021-04-05 | No | 4 | A | Direct | |
| 0 | 2019-03-03 | No | 4 | A | Direct | |
| 12,514 | 2022-08-07 | No | 4 | A | Direct | |
| 0 | 2021-04-05 | No | 4 | A | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.895 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-fourth of the shares subject to the option vested on April 5, 2012 and one forty-eighth of the shares shall vest monthly thereafter.
- Fully vested.
- One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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