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Home > Insider Trading > Filing (0001002225-14-000071)

Filing Details

Accession Number:: 0001002225-14-000071
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-03 21:16:33
Reporting Period:: 2014-10-24

Filing Date:: 2014-11-03
Accepted Time:: 2014-11-03 21:16:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197110	Iii Van G Wendell Auken	600 Townsend Street San Francisco CA 94103		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-24	7,336	$0.00	7,336	No	4	G	Indirect	Van Auken PF
Common Stock	Disposition	2014-10-24	5,375	$0.00	17,865	No	4	G	Indirect	WG&ES VanAuken Trust
Common Stock	Disposition	2014-10-24	7,336	$0.00	10,529	No	4	G	Indirect	WG&ES VanAuken Trust
Common Stock	Disposition	2014-10-30	9,000	$33.99	1,529	No	4	S	Indirect	WG&ES VanAuken Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Indirect	Van Auken PF
No	4	G	Indirect	WG&ES VanAuken Trust
No	4	G	Indirect	WG&ES VanAuken Trust
No	4	S	Indirect	WG&ES VanAuken Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,306	Direct
Common Stock	13,000	Indirect	Dog Hill Partners LP

Footnotes

Shares gifted from the Van Auken Family Trust to the Van Auken Private Foundation which is controlled by Wendell G. Van Auken.
Shares gifted from the Van Auken Family Trust to the Bonnie J. Addario Lung Cancer Foundation.