Filing Details

Accession Number:
0001225208-14-022489
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-03 18:23:52
Reporting Period:
2014-10-30
Filing Date:
2014-11-03
Accepted Time:
2014-11-03 18:23:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
78003 Pfizer Inc PFE Pharmaceutical Preparations (2834) 135315170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372915 C Ian Read Pfizer Inc.-Corp. Secretary
235 East 42Nd St.
New York NY 10017
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-30 54,585 $17.03 1,465,906 No 4 M Direct
Common Stock Disposition 2014-10-30 15,375 $29.84 1,450,531 No 4 F Direct
Common Stock Disposition 2014-10-30 24,169 $28.75 1,426,362 No 4 F Direct
Common Stock Disposition 2014-10-30 67,500 $29.76 1,358,862 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-10-30 54,585 $0.00 54,585 $17.03
Common Stock Phantom Stock Units SSP Acquisiton 2014-10-31 153 $29.95 153 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-30 2014-10-30 No 4 M Direct
176,351 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,785 Indirect By Rule 16b-3 Plan
Common Stock 33,809 Indirect By Trust
Footnotes
  1. The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
  2. The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
  3. The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
  4. Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
  5. In accordance with the provisions of his Grantor Retained Annuity Trust (GRAT), 27,800 shares were transferred from the GRAT to the reporting person's direct ownership on September 17, 2014.
  6. Each unit represents one phantom share of common stock.
  7. These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.